Stock Option Strategies

Whether you have Non-Qualified Stock Options (NQSO), Incentive Stock Options (ISO), Restricted Stock Units (RSU) or a combination, they are treated differently at the time of exercise and sale, and those differences could have a substantial impact on your tax liabilities.  Securing your family's financial future in the event your company's stock surges is important, but do not exercise and sell without first having a plan.

If you have a Concentrated Stock position of more than 5%-10% invested in a single company, you may want to consider diversifying to reduce your risk.  But what if you have large gains?  There are nuanced strategies to address the issue.

I can work with you to develop a strategy for these assets as part of a holistic plan for your financial picture.